Compliance Specialist
Company: The Wealth Consulting Group
Location: Las Vegas
Posted on: June 24, 2022
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Job Description:
The Wealth Consulting Group (WCG) is a leading independent
wealth management firm headquartered in Las Vegas with branch
offices located throughout the country. -We are a dynamic company
in a growth phase of our business and looking to rapidly gain
market share. -We believe in a collaborative environment rewarding
individual results within a team effort. -Our culture combines the
best of traditional financial services models with the flexibility
and swiftness of modern-day technology firms. - - -SUMMARY OF
POSITION -The Senior Compliance Associate will assist in the
day-to-day supervision of WCG advisors and staff. -This position
ensures that documented processes and demonstrated controls are in
place to maintain compliance both in Las Vegas and in-branch office
locations. This position will report to the Chief Compliance
Officer of the firm supporting the continued development and
operation of the compliance program. -JOB DUTIES & RESPONSIBILITIES
- -
KNOWLEDGE, SKILLS AND ABILITIES
Keywords: The Wealth Consulting Group, Las Vegas , Compliance Specialist, Other , Las Vegas, Nevada
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